Jeffrey Roy Schuur
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/01/2025: Between February 2017 and June 2020, Schuur recommended seven variable annuity exchanges to three customers without a reasonable basis to believe that the transactions were suitable based on the customers’ investment profiles and objectives. Accordingly, Schuur violated FINRA Rules 2330, 2111, and 2010. For this conduct, Schuur is suspended for two months in all capacities and fined $5,000.
Reference 2020065145801data-portal.finra.orgfinra.org
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