Nex Systems
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JEFFREY SCOTT DREJZA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/30/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E8A20010343 TO: Department of Enforcement NASD RE: Royal Alliance Associates, Inc. BD No. 23131 Jeffrey Scott Drejza Registered Principal CRD No. 1249668 Pursuant to Rule 9216 of NASD Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future

    Reference E8A20010343finra.orgdata-portal.finra.org

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