Nex Systems
Type not stated

JEFFREY SCOTT HART

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/27/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001735401 TO: Department of Enforcement NASD RE: Jeffrey Scott Hart, Respondent [General Securities Representative] [CRD No. 2286859] Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Jeffrey Scott Hart {"Hart" or "Respondent"} submits this Letter of Acceptance, Waiver and Consent ("AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II

    Reference 2005001735401data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.