Nex Systems
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JEFFREY SCOTT MAYER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/20/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070094233-02 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffrey Scott Mayer (CRD # 873285 ) Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Jeffrey Scott Mayer ("Respondent" or "Mayer") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2007009423302data-portal.finra.orgfinra.org

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