Nex Systems
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JEFFREY SCOTT WOODS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/15/2005: LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C06050018 TO: Department of Enforcement NASD RE: Jeffrey Scott Woods Investment Company & Variable Products Contracts Representative CRD No. 4834919 Pursuant to Rule 9216 of NASD Code of Procedure, Jeffrey Scott Woods ("Respondent" or "Woods") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if

    Reference C06050018data-portal.finra.orgfinra.org

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