Nex Systems
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Jeffrey Sigman

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/13/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050093401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jeffrey Sigman, Respondent Former Registered Representative CRD No. 1418621 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Respondent Jeffrey Sigman, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2016050093401data-portal.finra.orgfinra.org

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