Nex Systems
Type not stated

JEFFREY WADE HOCKANSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/22/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E3B2004001801 TO: Department of Enforcement NASD RE: Integrity Trading, Inc., Respondent Member CRD No. 104236 and Jeffrey Wade Hockanson, Respondent General Securities Principal CRD No. 1916556 Pursuant to Rule 9216 of NASD Code of Procedure, Respondents submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition

    Reference E3B2004001803data-portal.finra.orgfinra.org

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