Nex Systems
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JEFFREY WEICK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/19/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEFFERY WIECK (CRD No. 4293526) Respondent. Disciplinary Proceeding No. E072004078401 Hearing Officer - COMPLAINT Upon information and belief, Complainant alleges as follows: RESPONDENT 1. Jeffrey Weick ("Weick") entered the securities industry in about October 2000, as a general securities representative of an NASD member. He has been associated with seven NASD members including LH Ross & Company, Inc. ("LH Ross"), where he was

    Reference E072004078401data-portal.finra.orgfinra.org

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