Nex Systems
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Jeffry Benjamin Vargas

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/11/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015048363601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffry Benjamin Vargas Respondent General Securities Representative CRD No. 5485101 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jefrry Benjamin Vargas, submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violatians described below.

    Reference 2015048363601finra.orgdata-portal.finra.org

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