Nex Systems
Type not stated

JENNIFER J. TROWBRIDGE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/29/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011025433902 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jennifer J. Trowbridge, Respondent Investment Company Products and Variable Contracts Representative CRD No. 4310649 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jennifer J. Trowbridge ("Trowbridge" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2011025433902data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.