Nex Systems
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Jennifer Lynn Steele

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/01/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OFACCEPTANCE, WAIVER AND CONSENT NO. 2014040343702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jennifer Lynn Steele, Respondent General Securities Representative CRD No. 2761110 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jennifer Lynn Steele (''Steele" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2014040343702finra.orgdata-portal.finra.org

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