JENNIFER MARIE BURTON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/12/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20120328433 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jennifer Marie Burton, Respondent Registered Representative CRD No. 5019693 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jennifer Marie Burton ("Burton") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2012032843301finra.orgdata-portal.finra.org
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