Nex Systems
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JENNIFER METZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/05/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005497301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jennifer Metz, Respondent Investment Company Products/Variable Contracts Principal CRD No. 4272226 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Jennifer Metz, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2006005407301data-portal.finra.orgfinra.org

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