Nex Systems
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Jenny Xinfang Feng

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/12/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018058750801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jenny Xinfang Feng (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6312900 Pursuant to FINRA Rule 9216, Respondent Jenny Xinfang Feng submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018058750801data-portal.finra.orgfinra.org

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