Nex Systems
Type not stated

JEREIS KHAWAJA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/15/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEREIS KHAWAJA (CRD No. 4707688), Respondent. Disciplinary Proceeding No. 2007007682501 Hearing Officer-Andrew H. Perkins HEARING PANEL DECISION May 15, 2009 Respondent is fined $10,000 and suspended in all capacities for two years for providing false and misleading bank

    Reference 2007007682501data-portal.finra.orgfinra.org

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