Type not stated
Screen this subjectJeremiah Householder
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/07/2025: Between September 2023 and May 2024, while registered with FINRA, Householder engaged in an outside business activity for compensation without providing written notice to Merrill Lynch. As a result, Householder violated FINRA Rules 3270 and 2010 and is suspended for six months and fined $7,500.
Reference 2024084229601finra.orgdata-portal.finra.org
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