Nex Systems
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Jeremy J. Squires

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/15/2026: Squires failed to timely amend his Uniform Application for Securities Industry Registration or Transfer (Form U4) to disclose that he had been charged with a felony. As a result, Squires violated Article V, Section 2(c) of FINRA’s By-Laws and FINRA Rules 1122 and 2010. For this violation, Squires is suspended in all capacities for one month and fined $5,000...

    Reference 2024084515701data-portal.finra.orgfinra.org

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