Nex Systems
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Jeremy Jefferson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/21/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075246601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeremy Jefferson (Respondent) General Securities Representative General Securities Sales Supervisor CRD No. 4444433 Pursuant to FINRA Rule 9216, Respondent Jeremy Jefferson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

    Reference 2022075246601data-portal.finra.orgfinra.org

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