Nex Systems
Type not stated

JEREMY MCGILVREY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/08/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jeremy McGilvrey (CRD No. 4167743), Respondent. DISCIPLINARY PROCEEDING No. 2009018290001 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between January 17, 2007 through April 14, 2009, Jeremy McGilvrey ("McGilvrey") participated in private securities transactions by assisting in the sale of stock repurchase

    Reference 2009018290001finra.orgdata-portal.finra.org

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