Nex Systems
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JEREMY TICE CUNDIFF

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/05/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20060054450 To: Department of Enforcement Financial Industry Regulatory Authority Re: Jeremy Tice Cundiff Investment Company and Variable Contracts Products Representative CRD No. 4279532 Pursuant to Rule 9216 of FINRA Code of Procedure, I, Jeremy Tice Cundiff (Cundiff) submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2006005445002data-portal.finra.orgfinra.org

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