Nex Systems
Type not stated

Jerry Adam Jacobs

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/12/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037983501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jerry Adam Jacobs Respondent General Securities Representative Investment Banking Representative CRD No. 1006238 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jerry Adam Jacobs (“Jacobs") submits this Letter of Acceptance. Waiver and Consent ("AWC”) for the purpose of proposing a

    Reference 2013037983501data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.