Nex Systems
Type not stated

JERRY WAYNE LEBLANC Jr.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/10/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT COMPLAINANT v. JERRY WAYNE LEBLANC JR. CRD NO. 4018364 DISCIPLINARY PROCEEDING No. 2007010382601 Hearing Officer: MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 10, 2009 INTRODUCTION Disciplinary Proceeding No. 2007010382601 was filed on December 18, 2008, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") ("Complainant"). Respondent Jerry Wayne LeBlanc, Jr. ("Respondent"

    Reference 2007010382601data-portal.finra.orgfinra.org

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