Nex Systems
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Jess Elliott Roberts

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/11/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054665401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jess Elliott Roberts, Respondent Investment Company Products/Variable Contracts Representative CRD No. 6496087 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Jess Elliott Roberts, submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the

    Reference 2017054665401data-portal.finra.orgfinra.org

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