Nex Systems
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Jesse Bedford Shelmire IV

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/24/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042728202 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jesse Bedford Shelmire IV, Respondent General Securities Representative CRD No. 1008550 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jesse Bedford Shelmire IV, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2014042728202finra.orgdata-portal.finra.org

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