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Jesse Brett Butler

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/23/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022077235401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jesse Brett Butler (Respondent) General Securities Representative CRD No. 4260239 Pursuant to FINRA Rule 9216, Respondent Jesse Brett Butler submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2022077235401data-portal.finra.orgfinra.org

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