Nex Systems
Type not stated

JESSE GOMEZ JR.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/13/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, JESSE GOMEZ, JR. CRD No. 2702056, Respondent. Disciplinary Proceeding No. 2008012558301 Hearing Officer - MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 13, 2009 INTRODUCTION Disciplinary Proceeding No. 2008012558301 was filed on March 25, 2009, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA)(Complainant). Respondent Jesse Gomez, Jr. (Gomez) submitted an

    Reference 2008012558301finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.