Nex Systems
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Jesse T. Kovacs

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/26/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062253101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jesse T. Kovacs, Respondent Investment Company and Variable Contracts Products Representative CRD No. 5047161 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Jesse T. Kovacs submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019062253101data-portal.finra.orgfinra.org

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