Jesus Manuel Bravo

06/25/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. JESUS MANUEL BRAVO, (CRD NO. 2838164), RESPONDENT. Disciplinary Proceeding No. 2011027760602 Hearing Officer - LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 25, 2012 INTRODUCTION Disciplinary Proceeding No. 2011027760601 was filed on March 12, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Jesus Manuel Bravo submitted an

Reference 2011027760602finra.orgdata-portal.finra.org

11/22/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066887401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jesus Manuel Bravo (Respondent) General Securities Representative CRD No. 2838164 Pursuant to FINRA Rule 9216, Respondent Jesus Manuel Bravo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

Reference 2020066887401data-portal.finra.orgfinra.org