Nex Systems
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JHS CAPITAL ADVISORS LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/14/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026248501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: JHS Capital Advisors, LLC, Respondent Member Firm CRD No. 112097 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, JHS Capital Advisors, LLC ("JHS") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2011026248501data-portal.finra.orgfinra.org

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