Nex Systems
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Jianan Yang

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/19/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053869101 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jianan Yang ("Respondent" or "Yang") Limited Representative - Investment Banking CRD No. 6022051 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2017053869101finra.orgdata-portal.finra.org

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