Nex Systems
Type not stated

JIM EUGENE SCALA JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/18/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011025846001 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Jim Eugene Scala, Jr. General Securities Representative CRD No. 2493873 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jim Eugene Scala, Jr. submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2011025846001finra.orgdata-portal.finra.org

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