Nex Systems
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Jimmie Darrel Summers

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/19/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065609101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jimmie Darrel Summers (Respondent) General Securities Representative CRD No. 1467286 Pursuant to FINRA Rule 9216, Respondent Jimmie Darrel Summers submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020065609101finra.orgdata-portal.finra.org

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