Nex Systems
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JIMMY MITCHEL DAVIDSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/08/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024519401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jimmy Mitchel Davidson (CRD No. 1640287), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jimmy Mitchel Davidson ("Davidson" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2010024519401data-portal.finra.orgfinra.org

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