Nex Systems
Type not stated

Jimmy William Nunez Jr.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/28/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065945901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jimmy William Nunez Jr. (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6432136 Pursuant to FINRA Rule 9216, Respondent Jimmy William Nunez Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020065945901finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.