Nex Systems
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JODY C. DOBRINICH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/04/2005: NASD ENFORCEMENT NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO, C8A050015 TO: Department of Enforcement NASD RE: Jody C. Dobrinich Associated Person CRD No. 4331720 Pursuant to Rule 9216 of NASD Code of Procedure, I, Jody C. Dobrinich, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II

    Reference C8A050015data-portal.finra.orgfinra.org

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