Nex Systems
Type not stated

JOE EDWARD POE JR.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/27/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015043352501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Joe Edward Poe Jr., Respondent Former General Securities Representative Former General Securities Principal Former Equity Trader Limited Representative CRD No. 1650897 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Joe Edward Poe Jr. submits this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2015043352501data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.