Joel A Benanti
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/23/2026: Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide information and documents that FINRA requested in connection with an investigation, in violation of FINRA Rules 8210 and 2010.
04/21/2026: The Department of Enforcement alleges: Respondent Joel A. Benanti failed to provide information and documents requested pursuant to FINRA Rule 8210 as part of FINRA’s investigation into whether Benanti participated in undisclosed outside business activities and private securities transactions away from his employer member firm. As a result, Benanti violated FINRA Rules 8210 and 2010...
Reference 2025087193401data-portal.finra.orgdata-portal.finra.orgfinra.org
Other names1
Also known as1
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