Nex Systems
Type not stated

JOEL BLUMENSCHEIN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/23/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Freedom Investors Corp. (BD No. 23714), Gary Gossett (CRD No. 1939514) Amy Siesennop (CRD No. 2735819) and Joel Blumenschein (CRD No. 1372334), Respondents. Disciplinary Proceeding No. 2010025132201 Hearing Officer - MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 23, 2012 INTRODUCTION Disciplinary Proceeding No. 2010025132201 was filed on September 22, 2011, by the Department of Enforcement of

    Reference 2010025132201data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.