Nex Systems
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JOEL DAVID DAVIDMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/10/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045714801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Joel David Davidman, Respondent General Securities Representative CRD No. 861180 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Joel David Davidman ("Davidman" or ''Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2015045714801data-portal.finra.orgfinra.org

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