Nex Systems
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Joel Kichline

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/13/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067473501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joel Kichline (Respondent) General Securities Representative CRD No. 1416219 Pursuant to FINRA Rule 9216, Respondent Joel Kichline submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020067473501data-portal.finra.orgfinra.org

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