Nex Systems
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JOEL TODD FREIMUTH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110276843 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Joel Todd Freimuth, Respondent CRD No. 4245988 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Joel Todd Freimuth ("Freimuth"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2011027684301data-portal.finra.orgfinra.org

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