Nex Systems
Type not stated

JOHN AUDIFFEREN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/18/2007: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. John Audifferen Brooklyn, New York, Respondent. DECISION Complaint No. C10030095 Dated: October 18, 2007 Registered representative: willfully caused firm to extend credit impermissibly to a customer; personally extended credit to the same customer; willfully obtained beneficial use of firm extension of credit to customer; impermissibly shared in

    Reference C1020030095finra.orgdata-portal.finra.org

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