Nex Systems
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JOHN B. LANGSETT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/08/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHN B. LANGSETT CRD No. 5609011, Respondent. Disciplinary Proceeding No. 2009018582501 Hearing Officer: MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 8,2011 INTRODUCTION Disciplinary Proceeding No. 2009018582501 was filed on March 10, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). On or about July 5, 2011, Respondent John B. Langsett

    Reference 2009018582501data-portal.finra.orgfinra.org

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