Nex Systems
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JOHN BASIL INFERRERA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/18/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C9B050032 DISTRICT 9 NEW JERSEY TO: Department of Enforcement NASD RE: John Basil Inferrera, Respondent CRD No. 2277159 Pursuant to Rule 9216 of NASD Code of Procedure, John Basil Inferrera ("Inferrera") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition

    Reference C9B050032data-portal.finra.orgfinra.org

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