Nex Systems
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JOHN BLAKE-ZUNIGA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/30/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024761201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Blake-Zuniga, Respondent General Securities Representative/General Securities Principal CRD No. 1014886 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent John Blake-Zuniga ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2010024761201finra.orgdata-portal.finra.org

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