John Blakezuniga
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/03/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048453601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Blakezuniga, Respondent CRD No. 1014886 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, John Blakezuniga ("Blakezuniga" or the "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted
Reference 2016048453601data-portal.finra.orgfinra.org
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