Nex Systems
Type not stated

JOHN CHRISTOPHER NORI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/26/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.2008012093801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Christopher Nori, Respondent Registered Representative CRD No. 2505172 Pursuant to Rule 9216 of FINRA Code of Procedure, John Christopher Nori ("Nori" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2008012093801data-portal.finra.orgfinra.org

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