Nex Systems
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JOHN DONOVAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/07/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008016223101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Donovan (CRD No. 3184971) General Securities Representative, Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Donovan ("Respondent" or "Donovan") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2008016223101data-portal.finra.orgfinra.org

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