Nex Systems
Type not stated

John Fletcher

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/17/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018056477801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Pluris Capital Group, Inc., Respondent Member Firm BD No. 30811 John Fletcher, Respondent General Securities Representative CRD No. 2750926 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondents Pluris Capital Group, Inc, ("Pluris” or the "Firm”) and John Fletcher (collectively, "Respondents”) submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of

    Reference 2018056477801data-portal.finra.orgfinra.org

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