Nex Systems
Type not stated

John Henry Geary

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/19/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062616701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Henry Geary (Respondent) General Securities Representative and General Securities Principal CRD No. 853462 Pursuant to FINRA Rule 9216, Respondent John Henry Geary submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019062616701finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.